Financial Regulation News
Latest articles and news about Financial Regulation on AXL Media.
Latest Articles
- SEC Texting Crackdown Escalates into $3.2B Crisis for Wall Street Leaders
Published: Apr 17, 2026
Section: Mergers & Acquisitions
U.S. regulators have levied over $3.2 billion in fines against major banks for failing to archive business-related messages sent via personal apps like WhatsApp and Signal. The cra...
- Federal Reserve Grants Kraken Master Account as Digital Asset Firms Chase Banking Legitimacy
Published: Apr 10, 2026
Section: Business & Economy
The Federal Reserve has awarded Kraken Financial a master account, marking the first time a digital asset bank has gained direct access to the United States payment infrastructure....
- SEC Names David Woodcock Enforcement Director as Chairman Paul Atkins Signals Pivot Toward Strategic Investor Protection
Published: Apr 8, 2026
Section: Business & Economy
The Securities and Exchange Commission has appointed David Woodcock, a former regional director and Gibson Dunn partner, to lead its Division of Enforcement starting May 4. This le...
- Bank of America Agrees to $72.5 Million Settlement with Jeffrey Epstein Survivors Over Alleged Financial Facilitation
Published: Mar 29, 2026
Section: Banking & Finance
The nation’s second-largest financial institution has reached a multi-million dollar agreement to resolve claims that it enabled Jeffrey Epstein’s sex-trafficking network. While Ba...
- Malta Positions as European First-Mover with Proposed Statutory Framework for Emerging Prediction Markets
Published: Mar 26, 2026
Section: Online Gambling
Economy Minister Silvio Schembri has announced that Malta is actively exploring a dedicated legislative framework to regulate prediction markets. As global trading volumes on platf...
- Austria Tightens Fintech Oversight as Regulatory Sandbox Faces Scrutiny Over Strict Disclosure Mandates
Published: Mar 24, 2026
Section: FinTech Business
The Austrian Financial Market Authority has implemented a rigorous regulatory framework for fintech startups characterized by high licensing barriers and active administrative supe...
- UBS Secures National U.S. Bank Charter to Challenge Wall Street Rivals in Everyday Consumer Banking Expansion
Published: Mar 24, 2026
Section: Business & Economy
The Office of the Comptroller of the Currency has granted UBS approval to convert its American unit into a nationally chartered bank. This regulatory milestone allows the Swiss len...
- Alpha Morgan Bank Secures Central Bank Capitalization Approval to Drive National Expansion Strategy Across Nigeria
Published: Mar 7, 2026
Section: Africa
The Central Bank of Nigeria has officially affirmed the capitalization status of Alpha Morgan Bank, validating the institution’s compliance with national regulatory benchmarks. Thi...
- Transatlantic Regulatory Rift Emerges as United States and Britain Diverge on Blockchain Financial Security Testing
Published: Mar 4, 2026
Section: Markets
A significant policy divide has surfaced between British and U.S. regulators regarding the testing of tokenized financial securities. While the U.K. advocates for controlled "sandb...
- UBS Nominates Agustín Carstens and Luca Maestri to Board Amid Major Leadership Transition for 2026
Published: Feb 27, 2026
Section: Companies & Industry
UBS has announced the nomination of Agustín Carstens and Luca Maestri to its Board of Directors ahead of the Annual General Meeting on April 15, 2026. The move follows the planned...